The Decline
of Citizenship in an
Era of Globalization
By Richard Falk
Professor Princeton University, currently visitng
professor in Hanoi
TFF adviser
I. Framing the
Argument
The dominant modern idea of
citizenship
The dominant modern idea of citizenship was
definitely linked closely to the emergence of individuals
endowed with entitlements or rights in relation to the
governments of territorial sovereign states. Thus the
history of citizenship could be traced from the entitlement
associated with freedom from abuses of governmental
authority, especially arbitrary exertions of coercion to
freedoms to, that is, freedoms of a more affirmative
character to participate directly or indirectly in the
governing process, and finally, to a series of entitlements
associated social democracy or the welfare state (Marshall
1950).
Secular varieties of nationalism were not an invariable
backdrop, but it was the most characteristic political form
in which modern forms of citizenship flourished under
conditions in which the state was the focal point of a
juridically conceived nationalism, that is, a geographically
bounded ideal of political community. This contrasts with an
ethnically or religiously conceived nationalism whose
borders are rarely coterminus with those of a sovereign
state. As such, secular nationalism emphasizes the
inclusiveness of carefully delimited and widely recognized
international boundaries that specify, with dogmatic
clarity, the distinction between the political community
that is inside and the international anarchy that is outside
(Hobbes 1991; Walker 1993).
Such a dichomotizing of political reality underscored the
importance of full membership in a political community as
opposed to the vulnerability of "the stateless person."
Citizenship in one of its dimensions is a means of ensuring
the full rights of membership, including engaging both the
protective responsibilities of the state under international
law and the duty of loyalty by the individual to a
particular state.
Despite the external juridical equality of
citizens/nationals of states themselves, internal
discriminatory practices within states have made the
struggle for equal participation by all citizens a
momentous, unfinished struggle raising a myriad of
subsidiary questions about gender, race, class, religion,
region. Nevertheless, citizenship has often served as a
focal point for individual rights and benefits, the latter
especially with respect to social and economic concerns.
This highlighting of citizenship is an enduring tribute
to the seminal importance of the French Revolution in
defining the relationship between the individual and the
government at the level of the sovereign state. More widely
conceived, it was a direct outcome of the struggles in
Europe against the absolutist claims made on behalf of royal
and divine authority, a process that in various ways can be
traced back at least as far as the Magna Carta. What emerged
from this historical process was an assurance of formal
equality under law independent of specific class, ethnic,
and religious identities, which was a mean achievement if
compared to the feudal hierarchies that preceded
modernity.
Globalization tends to weaken
citizenship
It is against this background that the impact of
an increasingly globalized world economy on citizenship must
be understood. The essential argument is that economic
globalization is weakening territorial ties between people
and the state in a variety of ways that are shifting the
locus of political identities, especially of elites, in such
a manner as to diminish the relevance of international
frontiers, thereby eroding, if not altogether undermining
the foundations of traditional citizenship.
But the effects are divergent, and even contradictory.
Some individuals adversely affected by globalization are
more territorial and chauvinistic than ever. In keeping with
the postmodern mood, it has become fashionable in certain
circles to talk grandly these days of being "a global
citizen," "a citizen of Europe," "a citizen pilgrim," "a
netizen," and the like. Such deterritorializing of
citizenship seems presently, and for the foreseeable future,
to reflect exceedingly "thin" sentiments (either superficial
and utopian or real, as with ardent Internet surfers, but
engaging only a tiny fragment of society) as compared to the
still "thick" affinities that bind the overwhelming majority
of generally patriotic citizens to their state and its flag.
These are ties of loyalty unto death, if such an ultimate
sacrifice is perceived as necessary for the defense of the
realm. The sovereign state in its heyday was the recipient
of thick feelings of loyalty (Walzer 1994).
A Western experience - progressive and
regressive resistance
It needs to be appreciated more than is generally
the case that this discourse on citizenship, and its
changing character, remains an essentially Western
experience that has not taken existential hold in
non-Western societies nearly to the extent as have such
other quintessential Western conceptions as territorial
sovereignty, international diplomacy, the rule of law, and
even human rights.
Further, in the context of progressive forms of
resistance to the abusive sides of economic globalization,
the strong tendency has been for individuals to bond across
boundaries, which weakens in other respects traditional
territorially-based citizenship and its core reality of a
symbiotic relationship to the state. In contrast, it is the
generally regressive forms of resistance to globalization
that have been reviving exclusivist notions of national
identity via the revival of chauvinism, patrioteering, and
anti-immigrant postures, thereby eroding notions of
tolerance that had come to animate the idea of being a
citizen and even more so the liberal ideal, of being an
active citizen in a modern secular state.
This secular emphasis is especially true for those
exemplar states that were until recently making steady
progress in combining prosperity and deepening
constitutionalism in the setting of a multi-ethnic, plural
religious population. As a result, economic globalization,
and its diverse impacts, seems likely to produce a decline
in the quality and significance of citizenship unless the
idea of political membership and existential identity can be
effectively transferred to the global village realities of
community and participation in a post-statist or post-modern
world. If such a process is to succeed it must proceed in a
manner that is able to engage non-Western as well as Western
social and political forces, and is psychologically
meaningful for large numbers of people at all levels of
society.
Ideology not conducive to empowering
the majority
In an important book written shortly before
becoming Secretary of Labor in the Clinton Administration,
Robert Reich argued for a major public commitment of
resources devoted to reeducation and retraining to enable
the vast majority of Americans currently being denied the
benefits of economic globalization to participate more
positively in the future. Arguing from a sense that "an
American economy is becoming meaningless," given the
deterritorializing realities of economic globalization,
Reich suggests that "[t]he real economic challenge
facing the United States in the years ahead--the same as
that facing every other nation--is to increase the potential
value of skills and capacities and by improving their means
of linking their skills and capacities to the world market
(Reich 1991: 8; Rosecrance 1996). Reich believes that this
challenge is first and foremost a test of community
solidarity within geographic boundaries. According to Reich
a constructive response "will depend on whether there is
still enough concern about American society to elicit
sacrifice from all of us--especially from the most
advantaged and successful of us--to help the majority regain
the ground it has lost and fully participate in the new
global economy." And he affirms that "[t]he same
question of responsibility confronts every other nation
whose economic borders are vanishing" (Reich 1991: 9).
Unfortunately, the ideological climate of the 1990s is
not at all receptive to Reich's line of thinking, especially
in the United States, and to some degree in Europe. The
dominant outlook in the West, with its embrace of
unvarnished versions of neo-liberalism, is exerting downward
pressure on government expenditures for public goods (other
than defense), including education, with responsibility
increasingly being left to the generally untender mercies of
the private sector (Falk 1997).
Furthermore, the possibility of taxing the rich to
facilitate the entry of more of the disadvantaged of one's
own country onto the world stage goes contrary to the
ascendancy of self-aggrandizing market logic of shifting
capital to where the costs of production are lowest, a
downsizing of the social agenda, as well as their own
emergent borderless self-image of being "global citizens,"
and thus being quite unreceptive to the argument that it is
beneficial to invest more heavily in the disadvantaged of
oneís own country than elsewhere (Reich 1991).
Perhaps more revealingly, at no point in the history of
the West did privileged sectors of society voluntarily act
to improve the condition of disadvantaged fellow-citizens
unless put under effective pressure in the form of a serious
challenge to preeminence mounted by those Immanuel
Wallerstein has usefully labeled as "the dangerous classes"
(Wallerstein 1995). Whether the pressures of globalization
are in the process of reconstituting dangerous classes among
the losers in various countries and regions is beginning to
be an interesting question in the late 1990s (The Economist
1996). Such a process has been difficult to discern because
of the absence of an ideological alternative, making
resistance to globalization assume an ad hoc and exceedingly
local character that may be concealing its systemic
implications.
The East Asian experience
These generalizations about the withdrawal of the
state from the social domain of policy, appear to apply with
far less force to the countries of East Asia where the
governments are more paternalistically oriented toward their
societies and more interventionist on economic policy, but,
somewhat paradoxically, are least inclined to endow
citizens, as individuals, with rights as these have become
entrenched in the West (Tu, Nov. 1996).
Revealingly, it is these states, with their Confucian
heritage, that now appear to be providing the best
educational preparation, along the lines proposed by Reich,
enabling a larger proportion of their societies to
contribute to and benefit from economic globalization
(Newsweek 1996). Significantly, it is precisely these
societies which have until very recently been enjoying the
most spectacularly successful records of participation in
the world economy. Despite certain democratizing moves,
impressive grassroots activism, and some expansion in the
political space available for individual initiative, the
members of these societies continue to resemble subjects
more than citizens when it comes to their relationship to
the governing process. Their identities seem to be forged
these days mainly by the ambiguous assertion of
civilizational identities in the form of Asian values, and
the like, which is surely suspect to the extent that it is
opportunistically invoked to shield oppressive regimes from
domestic discontent.
It is too soon to depict the impact of the financial and
currency crises of 1997-98 on the Asian model of capitalism
and on Asian political identity. To the extent that Asian
governments swallow a heavy dosage of neo-liberal fiscal
medicine as the price for an IMF bailout, the American model
of state/society will gain further global ascendancy.
Reich's effort to promote what he calls 'positive
economic nationalism' on behalf of America tries to combine
the logic of territorial loyalty with the logic of market
opportunity (Reich 1991: 311-315). It flies in the face of
another feature of Western political culture since the
Enlightenment, especially in its American embodiment, which
is the celebration of the individual and an ethos of
individualism.
Thus Reich's plea is unlikely to achieve more than
cosmetic results unless a politics of resistance takes shape
in a form that threatens the stability of the domestic
political order, as arguably has been the effect of the
French strikes over the past two years, yielding by now a
stream of concessions on grievances that were at odds with
neo-liberal precepts and inconsistent with the French
Government's own embrace of fiscal austerity, which partly
reflects its effort to remain on the fast lane of European
economic integration. But the stagnancy of the French
economy raises serious questions as to whether an economy of
even France's size can modify the social costs of
globalization with serious losses of market share.
Global capitalism versus citizens'
ethics: six factors
The discipline of global capital seems far too
strong to be resisted by ethical appeals mounted on behalf
of territorial constituencies, unless these are powerfully
reinforced by political movements that share the curative
vision that Reich advocates. In this regard, the decline of
citizenship as a meaningful foundation for the assertion of
claims on resources suffers from a lack of ideological
legitimacy, of political clout, and in the West, of cultural
reinforcement. Whether the opposition to globalization will
coalesce effectively remains to be seen, and may depend on
both the experience of serious economic crises and a
creative leadership that provides an alternative approach to
economic policy (Daly and Cobb, Jr. 1989). The resistance is
definitely growing, flexing its muscles, and the depth and
will on the neo-liberal consensus is being tested for the
first time since the end of the cold war in a variety of
settings.
This thesis on the decline of citizenship will be
analyzed by reference to a series of different factors: (1)
the changing role of the state; (2) the rise of
civilizational, religious, and ethnic identities; (3) new
forms of backlash politics; (4) the assertion of non-Western
perspectives; (5) trends toward post-heroic geopolitics; (6)
rise of transnational social forces.
A final section of the paper will examine the future of
citizenship in an era of economic globalization with an eye
toward reversing adverse effects, arguing that decline seems
probable but not inevitable.
II. The Decline of
Citizenship: Some Dimensions of Adjustment
(1) The Changing Role of the State
The modern state, with its overriding sense of
spatial enclosure, privileged the people living within its
boundaries, endowing them with a primary identity that was
associated with the most powerful and durable ideology ever
devised, that of nationalism.
As is familiar, ruled and ruler in the West struggled
over the centuries to achieve a dynamic equilibrium, which
was formulated with primary reference to the rights and
duties of the citizen, a status that was to be sharply
distinguished from the earlier royalist notion of the
individual as subject. The advent of political democracy
sharpened this distinction, emphasizing the legitimating
role of citizens in the selection of leaders through the
medium of periodic, free elections and the selection of
accountable representatives, as well as a constraining
constitutional framework that imposed limits on government
and ensured rights.
As Marxist and other lines of critique established,
governments despite democratic pretensions and electoral
rituals, were often governed largely on behalf of dominant
interest groups. Nevertheless, their orientation was
territorial in its essential functioning. And citizens, with
varying degrees of commitment and alienation, conceived of
their future exclusively within the frame of the state. Even
workers of socialist persuasion with little to lose but
their chains proved to be poor converts to transnational
identities premised on the imperatives of class solidarity.
In wartime during this century, nationalist identities and
patriotic appeals easily overwhelmed calls for socialist
solidarity with comrades on the other side of international
frontiers (Kolko 1994).
But the impacts of globalization, while uneven, have been
reorienting the state and the outlook of dominant elites,
giving their perspectives an increasingly non-territorial
character that is definitely weakening the sense of national
identification. This generalization applies with particular
force to the individualistic West since the end of the cold
war. It applies most strongly of all to those states that
have never developed a paternalistic relationship toward
their citizenry, that is, where the memories of kings and
bishops is dimmest, or non-existent.
More concretely, governments are adapting their role and
function to globalization by accepting as priorities
expanded trade, favorable balances, sound fiscal and
macro-economic policy, and maximum opportunities for capital
mobility. The mentality of the ruling classes is
deterritorialized to an extent that even "security" is
defined more by reference to the global economy than in
relation to the defense of territorial integrity (Sakamoto
1994; Mittelman 1996). The Gulf War exhibited these
priorities, as well as new patterns of collective action in
support of shared interests. In contrast, the largely civil
tensions of former Soviet Union and Yugoslavia and the
torments of sub-Saharan Africa have been treated as
strategically trivial, that is, neither capable of inspiring
significant collective action nor perceived by governments
as worth fighting or dying for.
What happens to citizenship, given these circumstances?
First of all, the influence of globalization tends to
minimize political differences within states among
contending political parties, thereby trivializing electoral
rituals. The options offered to the citizen are becoming far
less meaningful, especially for that bottom 80% of the
citizenry, that appears to be losing out as a consequence of
economic globalization. Passivity, despair, and alienation
result, with the privileged 20% feeling more and more
detached from the misfortunes of their fellow citizens
except to the extent that backlash phenomena serve as a
reminder that territorial passions can, if aroused, still
exert considerable influence. Bonds of solidarity among the
citizenry, never too strong in the face of antagonistic
interests and against the grain of individualism, have been
fraying badly as of late.
The disadvantaged citizenry fragments into the following
main components: first and foremost, an inert, confused mass
public; secondly, an angry and misled tribalist minority
giving renewed vitality to right-wing fringe politics; and
thirdly, a visionary, activist minority that organizes
itself locally and transnationally (but not nationally and
not yet politically) giving rise to an alternative
globalization, an emergent project to construct a global
civil society premised on an ethos of cosmopolitan democracy
(Held 1995; Held and Archibugi 1995).
This project to reconstitute democracy is animated by a
greater sensitivity to disparate identities associated with
gender, race, and metaphysical standpoint, giving rise to
various feminisms, diverse types of ecological
consciousness, and many efforts to recover spiritual
traditions, including those belonging to native peoples.
Citizenship, as preoccupied with membership and
participation in the secular, territorial state seems very
marginal to these normative endeavors that are undoubtedly,
in part, psycho-political adjustments to the
deterritorializing of the state.
(2) The rise of civilizational,
religious, and ethnic identities
Closely connected with the partial displacement
of the state as a source of political identity, as well as
being an indirect response to the homogenizing dimensions of
global village life, is the reemergence of several
alternative sources of identity, especially those connected
with civilizational, religious, and ethnic perspectives.
This feature of the end of the millennium is unmistakable,
whether one takes note of the extraordinary global resonance
evoked by Samuel Huntington's thesis that a clash of
civilizations was imminent, by the emergence of powerful
linkages between religion and politics, and by the rise of
ethnic separatist movements. Each of these tendencies drains
energy away from the kind of political identity that
citizenship in a secular state aspires to achieve, which
above all else, is associated with the separation of church
and state, and the consequence of loyalty being connected
with juridical nationality that is derived from the status
of being a citizen.
The causal connections of these developments with
economic globalization are difficult, if not impossible, to
establish, as all such cultural moves connected with
something as fundamental as political identity are
over-determined, that is, there are several convergent
explanations that are intertwined. And beyond that, each
society has its own story, ways of responding to a mix of
external and internal social forces active at a particular
historical interval.
Nevertheless, the intensity, specificity, and widespread
nature of the magnetism of these non-secular poles of
identity seem definitely connected with meeting the combined
challenges of globalization and modernization without
succumbing to Westernization. Take Malaysia or Singapore as
instances of countries that are successful in their efforts
to benefit economically by participating in the world
economy, and yet are governed by political leaders who are
seeking to stress cultural specificity as self-conscious
modes of resistance directed at the alleged menace of
Westernization. In these instances it is government leaders
who are encouraging a societal emphasis on these
civilizational, ethnic, and religious identities, finding
indigenous cultural foundations for inter-ethnic tolerance
rather than relying mainly on the rule of law and secular
constitutionalism to instill respect for difference. What is
striking here is that there is far less opportunity for the
emergence of a strong sense of being a citizen, especially
given the cultural effort to repudiate the individualism of
the West and the claim of an alternative ethos, often
articulated as 'Asian values,' based on the salience of
sentiments of community (Tu, Nov. 1996).
In the West the context is different as globalization is
not experienced as culturally alien or as the victimization
arising from a hegemonic project that imposed heavy costs in
the past. And so the adjustment of identity for Westerners
is either in the Huntington mode of an integrative shift to
a civilizational locus that is embattled and defensive in
relation to non-Western civilizations or moves in
disintegrative multi-cultural directions that has been a
major feature of cultural postmodernism. Both of these
patterns of adjustment transform the normal domain of the
citizen into a subordinate category of identity.
In effect, the rootlessness associated with globalization
generates a series of dialectical responses that represent
efforts to ground identity, but given the strength of the
discipline of global capital in reorienting and
appropriating the outlook of the state, these efforts
marginalize the role and function of the citizen. That is,
it is not the state that responds defensively to the adverse
territorial impacts of globalization as the state itself is
most often under the primary control of globalizing elites
and responsive to their claims.
(3) Backlash Politics
When the French truckers strike of November 1996
achieved success, the market oriented media commented that
this was a new type of labor militancy. It was not a strike
against corporate managers or against the French state. This
was a strike against the world economy. And so it seemed,
although this focus was not explicitly mentioned in the
articulation of demands by the workers. And despite being
completely disruptive in relation to the overall activities
of society, it was an act of resistance supported by an
estimated 80% of the French populace, which is suggestive of
the extent to which under certain circumstances, the
backlash against globalization is moving from the margins
into the mainstream as a new political phenomenon.
But backlash politics associated with opposition to
globalization has generally functioned in the West as a
source of reinvigoration for right-wing populism. In this
regard, opportunistic politicians have tended to build on
grassroots discontent by contending that jobs were being
lost to overseas markets where labor conditions were
horrible and that immigrants were driving down domestic
wages and exerting pressure on public services all to the
detriment of the ordinary worker and his/her family.
Such backlash politics has become a structural feature of
this period, present in virtually every advanced industrial
society. It fosters chauvinistic and xenophobic types of
nationalism that are essentially intolerant of difference,
and hence radically inconsistent with the sort of juridical
nationalism that is the ideological taproot of the modern
secular state, including its stress on the citizen as an
individual member purged for political purposes of secondary
identities, and pledged to reconcile private concerns with
the promotion of the public good for the whole of
society.
There is also beginning to emerge a violent backlash in
some Third World contexts against the domestic policies of a
governmental turn to neo-liberalism, especially if promises
made by politicians fall short. Several Latin American
countries, for instance, are experiencing a new round of
revolutionary violence, but this time as a reaction to the
failures of globalization to address the misery of the
poor.
(4) The Rise of Non-Western
Perspectives
The point of relevance here is to reiterate the
extent to which world order is being currently
reconstituted, at least provisionally, by the interplay of
inter-civilizational forces (Falk 1997a). As earlier argued,
this development represents a deliberate attempt to
disengage modernization as a significantly positive dynamic
from Westernization as a largely negative dynamic, the
latter being seen as bringing to bear deficient values and
carrying forward the hegemonic project of the West in a
post-colonial era (Ahmed 1992; Said 1978; Bauman 1992). Such
developments constrain the space and role of the citizen, at
least as conceived in the modernist sense of acting within
the territorial state in dynamic interaction with the
government, and as presumed in times of emergency to be
loyal to the official policies of the country.
The further point here is that to the extent that the
ethos of world order is becoming inter-civilizational in
dialogue and practices, the saliency of individualism and
citizenship is being lost even in the West, and for the
non-West these ideals never enjoyed saliency. Unlike
democracy, and even human rights, where abundant non-Western
antecedents exist in a variety of cultural forms, the notion
of citizenship seems comparatively specific to Western
civilization and thus in this sense represents a somewhat
"provincial" focus for an inquiry into political identity if
conceived inter-civilizationally or globally.
The future of citizenship, which is indeed a Western
preoccupation these days, partly connected with the decline
and changing role of the state, is a favorite topic, but
characteristically addressed as a matter of almost
exclusively intracivilizational concern (van Steenbergen
1994; Nussbaum and others 1996).
(5) Trends Toward Post-Heroic
Geopolitics
Part of the decline of the state, broadly
connected in the United States with the persistence of the
so-called "Vietnam syndrome," relates to the reluctance of
citizens to support state policy by putting their lives and
the lives of their children at risk. This is a complex
phenomenon with many contributing causes including the
declining significance of territorial expansion as an
ingredient of power and influence, thereby making warfare
less central in the context of geopolitics. This post-heroic
style of warfare diminishes the need to excite the passions
of the citizens in order to carry out foreign policy, but
relies on high tech weaponry that minimizes the human role
(Luttwak 1996; Mueller 1989). In the setting of the Gulf
War, the military architects of victory became momentary
heroes, instant presidential possibilities, but the Warhol
phenomenon of a quick fade from the limelight of fame
occurred.
This post-heroic mode of geopolitics makes the role of
the patriotic citizen far less crucial to the operations of
the national security state, thereby further marginalizing
citizenship at this juncture of world history. The claims on
resources for military purposes tend to be rationalized more
in relation to the conditions of globalization, and thus do
not draw on the historical memories and political myths
associated with wars of the past that involve the vital
narratives of glory and shame that molded the consciousness
of a typical citizen. Indeed, under current conditions the
state is likely to encourage popular demobilization, keeping
the citizenry apathetic and apolitical, as a means of coping
with the displacements and disappointments associated with
economic globalization.
(6) The Rise of Transnational Social
Forces
Connected with the perceived interdependencies of
contemporary life, as well as the opportunity for affordable
linkages and networks, is the rise of transnational social
forces as an innovative and variegated type of politics
(Wapner 1996). The level and intensity of involvement by
activist individuals, particularly notable in relation to
environment, human rights, feminism, indigenous peoples, and
the economic agenda of the South represents a further
withdrawal of energy from traditional domains of citizen
action.
It also represents an effort to offset the adverse
impacts of globalization and a mimicry of its positive
techniques of fashioning global arenas for the pursuit of
its interests. It is illuminating to contrast these
transnational social forces as creating an alternative
globalization, 'globalization-from-below,' to offset the
cooptation of governments by the market-oriented forces
associated with 'globalization-from-above' (Falk 1993).
Semantically, it is possible to discern in this development
either further evidence for the decline of citizenship or
the rudimentary elements of an emergent transnational
citizenship that is accompanying the formation of a global
civil society. A reluctance to shift the idea of citizenship
to a transnational locus is explained by the view that it is
still such a weak and irregular type of politics as to be
transient or incapable of standing up to a
backlash-from-above.
To the extent that transnationalization of identity and
participation is happening, a major goal is to provide a
regulatory framework to constrain the operation of
transnational forces of business and finance. The objectives
of activists here include the protection of the global
commons, the erection of a global safety net for the poor,
the promotion of the agendas of vulnerable constituencies,
and the creation of more adequate forms of governance at
regional and global levels.
Up until now a major arena for these developments has
been provided by the United Nations system in the form of
global conferences on social issues, with increasing
opportunities for transnational associations of various
kinds to participate. The Copenhagen UN Social Summit in
1995 was the peak of formal influence achieved by these
transnational forces, providing a quasi-official endorsement
of the search for a social agenda to balance the economic
agenda of market forces. The leading market-oriented
governments did their best to ensure that the Social Summit
did not mount radical criticisms of economic globalization,
and was largely successful. Two results ensued: first, a
sense of confusion arising from the uncritical mixing of
market and social logics (the latter directed especially at
employment and poverty) that was evident at the conference
and in its formal documents; secondly, an unannounced, yet
unmistakable, resolve by market-oriented governments to
avoid in the future making available such anti-globalization
arenas.
The clear implication is that the future of transnational
activism on behalf of the social agenda of public goods is
unlikely to be able to avail itself of the state-centric
auspices and arenas of the United Nations. Whether equally
effective forms of transnational activism can be established
will depend on whether the assault on the traditional
methods and objectives of citizens are being successfully
recast. The label of transnational citizen is not deserved
unless the means exist for effective participation. So far,
it seems premature to proclaim the existence of
transnational 'citizenry.'
III. Economic Globalization
and Conjectures about the Future of Citizenship
Despite the threats to the modernist role of citizenship
as a consequence of the decline of the territorial sovereign
state and the strength of global market forces, the
potential contributions of citizenship to the safeguarding
of democracy and the realization of human rights remains an
important basis for hope about the future.
The idea of citizenship as the basis for rights and
duties in relation to the state continues to provide a
legitimate grounding for oppositional and reform politics
being pursued in a variety of national settings. The citizen
is entitled, among many other things, to expect that the
government and its political leaders will adhere to law,
including those international obligations that pertain to
the ordering of domestic society. And, in fact,
globalization is already generating unprecedented interest
in the implementation of economic and social rights on a
domestic level as part of the human rights package.
This is a new move in human rights activism in Western
societies that had tended to reduce their operational
concern about human rights to the domain enclosed by civil
and political rights. Even NGOs accepted this focus, and in
that regard, provided no normative basis to oppose rolling
back welfare or to take full notice of those members of the
territorial community that were being victimized by the
workings of the global market.
Of course, in a situation of growing rivalry for jobs,
there emerges a tendency to draw ever sharper lines between
citizens and resident non-citizens, denying the latter
social protection and full access to opportunities for
health, education, and other services. In this regard,
unless there is an outreach that incorporates immigrants,
the invocation of the status of citizenship could serve as
one further pretext to impose burdens on the most vulnerable
members of a particular society. Thus it is important to
couple the entitlements of citizens, and their posture of
expecting protection against the harm wrought by the global
market, with a sense of inclusiveness toward the territorial
community as a whole.
To achieve effective social protection may increasingly
require action at the regional level, giving rise to a more
meaningful conception of transnational or regional
citizenship than has existed in the past. It may be, for
instance, that the austerity decreed by international
competitiveness can be resisted only through agreements
negotiated at a regional level, as is the case in Europe in
the form of the Social Charter.
In time, this wider framework of action may take on a
global dimension by way of a global social contract to
respect economic and social rights. It would be naive to
expect such a development in the near future. There exists
too much unevenness in working conditions among countries to
engender an acceptance of universal standards, although
there are some signs of gropings in this direction. One such
initiative is the International Labour Organisation proposal
of a new international convention to prohibit so-called
"extreme" forms of child labor (Raghavan 1996). But even if
standards can be agreed upon, their implementation would be
extremely tenuous given current degrees of unevenness in
economic circumstances.
Finally, a fundamental shift on the aspirational side of
citizenship involves a movement from an emphasis on space to
an emphasis on time. Such a shift corresponds to the decline
of territoriality as the foundation for political identity,
and the seeming exhaustion of government as a source of
creative problem-solving with respect to fundamental social
concerns. It also reflects the impact of economic
globalization, and the current absence of countervailing
ideological and political possibilities, yet the need for
alternatives with normative content, both to moderate the
cruelest effects of the global market and to give impetus to
reformist perspectives.
Time becomes, then, the essential component in a search
for solutions. That is, it is necessary to look primarily to
the future rather than to the existing capacities of
regional and global institutions, or any other existing
institutional setting, in the search for a more
compassionate politics. The challenge is to construct such a
future through the engagement and impact of transnational
social forces, eventuating in the emergence of a global
civil society worthy of eliciting participation, and of
grounding a postmodern sequel to the sort of secular,
territorial citizenship that emerged with the modern states
of the secular West (Falk 1992; Falk 1995; Gordon 1997).
© Richard Falk 1998. All rights reserved.
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