Iraq
- Twelve Years of Sanctions:
Justified Punishment or Illegal Treatment?
PressInfo #
167
December 6,
2002
by
H.C.
Graf von Sponeck
UN Humanitarian Coordinator for Iraq
(1998-2000)
TFF
Associate
A presentation at the Zayed Centre for Coordination
& Follow-up
Abu Dhabi, United Arab Emirates, 26 November 2002
The Beginning of
Sanctions
1. The 2 August 1990 invasion of Kuwait by Iraq led to
UN Security Council resolution 661 of 6 August 1990
imposing military, economic and financial sanctions on
Iraq with the objective of ending Iraq's occupation of
Kuwait.
2. Following the Gulf War and Iraq's withdrawal from
Kuwait, the UN Security Council on 3 April 1991 adopted
resolution 687. This resolution extends comprehensive
economic and financial sanctions to Iraq to be lifted
only when the UN Security Council confirms that Iraq has
carried out the destruction, removal or rendering
harmless, under international supervision, of all
chemical and biological weapons as well as ballistic
missiles with a range of more than 150 kilometers.
(a)
3. Resolution 661 demanded 'withdrawal from Kuwait';
resolution 687 calls for Iraq's disarmament as a
condition for ending sanctions. This is the first of many
changes of parameters which were introduced by the UN
Security Council during 12 years of sanctions. Such
changes contributed to the slow pace of Iraqi compliance
with the provisions of resolution 687 and Iraqi
insistence that paragraph 14 of this resolution be
implemented. This provision calls for the eventual
establishment in the Middle East of a zone free from
weapons of mass destruction. Iraq maintains that its
compliance with disarmament of its WMD arsenal without
similar steps taken by other countries in the Middle
East, particularly Israel, reflects an international
double standard.
4. Why have changes of parameters occurred in the
early 1990s and continued up to the present time? It is
argued here and subsequently elaborated that a US-led UN
Security Council would not be agreeable to the lifting of
the embargo as long as the Government of President Saddam
Hussein remains in office.
The Human Condition in
the immediate post-war period
5. At the time of Iraq's invasion into Kuwait many of
Iraq's social and economic indicators were similar to
those of the most highly industrialized countries, for
example in the sectors of health, education and
communications. The Gulf war brought this to a sudden
end. UN Under Secretary General Maati Ahtisari, visiting
Iraq in early March 1991, indicated: "... nothing that we
had seen or read had quite prepared us for .... the
devastation which has...befallen the country. The recent
conflict has wrought near-apocalyptic results....Iraq has
for some time to come been relegated to a pre-industrial
age." (b)
6. A mixture of national pride and hope to return to
political normalization after the withdrawal of Iraqi
forces from Kuwait, in fulfillment of resolution 661,
explains the Iraq Government's reluctance to accept a
sanction-based humanitarian programme which was to be
financed entirely from Iraqi resources but under UN
control. The UN reacted by launching international
appeals for contributions to finance amounted to
emergency health and feeding programmes. Five appeals
during the period January 1992 to March 1996 identified
requirements valued at $ 1.4 billion. A miserly
international community, however, donated only $ 419
million or a mere 32% of the needed resources.
The Oil-for-Food
Programme
7. The serious spread of diseases with rising
mortality, particularly among children, and chronic
malnutrition pressured the Iraq Government and the United
Nations to come to an agreement in January 1996 to
implement UN Security Council resolution 986 of 14 April
1995. This resolution created what has become known as
the oil-for-food programme and refers to it as a
'temporary measure' to provide for the
humanitarian needs of the Iraqi people. The UN
furthermore conveyed to the Iraqi Government that the
resources made available from Iraqi oil assets would be
seen as 'supplemental' to Iraq's own locally
available commodities such as food.
8. The UN Security Council allocated $ 2 billion for
each phase of six months to cover food, medicines,
agricultural inputs, repair of water supply and
sanitation systems, electricity supply and education
requirements as well as the deduction of 30% for the UN
Compensation Commission (c) and UN administrative
overheads of 3%. This left a net amount for the
oil-for-food programme of $ 1.3 billion or $ 59 per
person/phase equal to 32 cents per person/per day to meet
all the needs of life! The impact on the human condition
of such an allocation was severe and forced the UN to
double this allocation from mid-1997 (phase IV)
onwards.
9. Funding at such a level can not be considered a
'humanitarian' response to protect an innocent
civilian population. Subsequent international assessments
by UN and non-UN agencies have confirmed that during this
period the physical and social conditions in Iraq rapidly
deteriorated.
The Legal
Framework
10. Article 24(2) of the UN Charter explicitly states
that the UN Security Council must discharge its duties
"in accordance with the Purposes and Principles of the
United Nations." The low level of resources approved by
the UN Security Council and the diversion of 30% to meet
compensation claims outside of Iraq and the blocking of
humanitarian supplies by the representatives of the
United States and the United Kingdom on the UN Security
Council, allegedly for fear of dual use by Iraq, (d)
shows the disregard for article 24(2) and underlines the
punitive nature of the UN Security Council's Iraq
policy.
11. This is further demonstrated by the fact that the
key resolutions determining the UN Iraq policy,
resolutions 687 of 1991 and 1284 of 1999 are both
imprecise in their wording and therefore subject to
arbitrary interpretation of the extent of Iraq's
compliance in disarmament. 687 insists that Iraq must
have completed "all its actions contemplated" and
1284 underlines that Iraq must have "cooperated in all
respects". The act of determining that conditions
prevail which allow the lifting of economic and financial
sanctions is therefore reduced to a subjective or
political decision. What US officials have referred to as
"constructive ambiguity" has in fact resulted in a
disabling liability for the Iraqi population which is
meant to be protected by international law.
The Human Condition
after a Decade of Sanctions
12. The UN Security Council has been entrusted by the
community of nations to monitor the impact of its
policies. The President of the UN Security Council had to
remind the Council in January 1999 that this oversight
responsibility in the case of Iraq had to be taken
seriously. This important reminder led the UN Security
Council to appoint the 'Amorim Panel' on humanitarian
issues. This panel concluded in March 1999 :"Even if
not all suffering in Iraq can be imputed to external
factors, especially sanctions, the Iraqi people would not
be undergoing such deprivation in the absence of the
prolonged measures imposed by the Security Council and
the effects of war." (e)
13. In a report of the UN Economic and Social Council
of June 2000 about the adverse consequences of economic
sanctions on the enjoyment of human rights, it is stated
that "the sanction regime against Iraq is
unequivocally illegal under existing international
humanitarian law and human rights law."(f) The
reality of the horrific human conditions in Iraq had led
a UK House of Commons committee of MPs representing all
parties to conclude in January 2000:"We find it
difficult
to believe that there will be a case in
the future where the UN would be justified in imposing
comprehensive economic sanctions on a country
The UN
will lose credibility if it advocates the rights of the
poor whilst at the same time causing
their further
impoverishment."(g)
14. As a result of such clear statements from
multilateral as well as bilateral sources, the UN
Security Council decided to review options to the
existing sanction regime. A long debate of almost a year
ended in May 2002 with the adoption of UN resolution
1409. The purpose of this resolution was to introduce
more 'targetted' or 'smart' sanctions
thereby confirming that sanctions against Iraq during the
previous 12 years had indiscriminately punished the Iraqi
population as a whole. Concurrently, the UN Security
Council, under pressure from the US and UK Governments,
introduced retro-active pricing for oil contracts. This
was meant to end a system of surcharges levied on oil
traders by the Government of Iraq to obtain access to
cash.(h) This has entirely wiped out the benefits
targeted sanctions, as envisaged in resolution 1409,
could have had for the Iraqi population. Retro-active
pricing has resulted in a dramatic fall in oil exports
and a consequent sharp decrease in the revenue needed to
finance phase XII of the oil-for-food programme. It is
expected that less than 60% of the budget of $5.08
billion will have been earned for this phase. As of
end-November $ 2.6 billion worth of humanitarian
contracts concluded during phase XII could not be
executed due to lack of funds. The negative implications
for the people of Iraq are obvious.
15. Those who unrelentingly advocate the maintenance
of comprehensive economic and financial sanctions against
Iraq argue that the evidence of deprivation and suffering
of the people of Iraq offered by reputable international
governmental and non-governmental organizations is not
convincing since 'Iraqi Government statistics' are
involved. This is part of an organized campaign to
misrepresent the Iraqi reality.(i) Part of this effort
has been to prevent continuous reporting to the UN
Security Council on the evolving human catastrophe by the
Iraq-based UN team. Instead the standard reporting to the
Council is little more than 'accounting' of oil-for-food
commodity arrivals rather than comprehensive analyses of
social conditions under sanctions. Initiatives to broaden
the scope of reporting have failed. This is not
surprising since such reporting would document the
implications of years of a wrong UN policy on Iraq.
16. The profile of the human condition in Iraq after
twelve years of sanctions and internal repression shows a
society that has been disabled in all aspects of life.
The civilian population remains largely dependent on
government hand-outs and is traumatized by lack of
opportunities to lead a normal life and more recently by
the prospects of war. The decimated middle-class has been
forced to fight for survival by all means. Youth can not
prepare for adulthood because of a defunct educational
system. The physical environment is increasingly
dangerous to health and life because of years of neglect
and the unresolved issue of depleted uranium,
particularly in southern Iraq.
17. Child mortality and literacy are two indicators of
the seriousness of the human condition in Iraq:
a) Child mortality:
In 1990 56/1000 children under five died in Iraq; in
1999 child mortality had risen to 131/1000 children under
five. A survey carried out by UNICEF in 2000 showed that
the increase in child mortality in Iraq was the highest
of the 18 countries surveyed. Had the trend in Iraq's
child mortality of the 1980s continued in the 1990s the
mortality rate would have been 25/1000, a difference of
106 children! (j)
b) Literacy:
In 1987 Iraq received a UNESCO award for having raised
literacy to 80%; in 1995 according to UNICEF literacy had
fallen to 55%. It is furthermore reported by this UN
agency that in 2000, 23.7% of children (31.2% were girls
and 17.5% were boys!) The education curriculum has not
changed in twenty years; teacher training is severely
neglected. (k)
Seven
Conclusions:
18. Linking comprehensive economic and financial
sanctions to disarmament has held the Iraqi people
responsible for the acts of their government. The impact
of such a policy has been devastating for an innocent
population.
19. Years of increasing evidence to this effect has
not resulted in UN policy changes on Iraq. The red line
of demarcation between what could be defended as
unavoidable 'collateral damage' and disregard of
fundamental human rights and humanitarian law has been
ignored by the United Nations, the very institution
created to guarantee justice and protection in accordance
with articles 1 and 55,(c) of the UN Charter. Exclusion
of Iraqis constitutes not only a double standard in the
application of international law but a serious violation
of such law.
20. The pre-condition for an effective international
response to this reality is the existence of a sound
information base. Europe and the Middle East must take
analytical self-reliance and the resulting independence
of judgment significantly more serious.
21. The known existence of organized disinformation
about Iraq's involvement in terrorism and the development
of weapons of mass destruction points to the urgency of
such self-reliance in information gathering.
22. The Arab League and its individual members such as
the UAE Government shoulder a heavy responsibility to go
beyond the conclusions of the March 2002 Beirut Summit.
This implies that they consistently and strongly speak
out against the continuation of comprehensive economic
and financial sanctions against Iraq and take an
unambiguous position against a unilateral preemptive
military strike against Iraq.
23. Iraq has accepted unconditionally UN resolution
1441 of 8 November 2002. The fact that the Iraqi
authorities have done so without linking their acceptance
to the lifting of economic and financial sanctions shows
the seriousness of their intent to cooperate. UN arms
inspectors have returned to Iraq and resume their work.
They must be allowed to do this work unimpeded by the
Iraqi authorities as well as the international community.
Governments in the region should carefully monitor this
resumed inspection process and on that basis participate,
directly or indirectly, in the assessment of inspection
incidents in order to deprive any party of the
opportunity to misrepresent realities on the ground.
24. The Secretary General of the Arab League and the
President of the European Commission should join hands in
monitoring the delicate implementation of UN resolution
1441 to prevent by all means a war with Iraq that would
have far-reaching consequences not only for the Iraqi
people but for the Middle East and the global community
as a whole.
Footnotes
a) UN/SC resolution 687(1991), paras 8-13 and 22;
b) UN/SC doc. S/22366, 20 March 1991, para 8;
c) The UN Compensation Commission, located in Geneva,
was established by UN/SC resolution 692 (1991) for the
processing and payment of claims against Iraq by
individuals, corporations and governments in connection
with Iraq's invasion into Kuwait;
d) Only the US and UK governments are blocking
humanitarian supplies for Iraq; the value of withheld
goods peaked in July 2002when it reached $ 5.3
billion;
e) The 'Amorim Panel', named after Ambassador Celso
Amorim (Brazil) was convened in 1999 by the UN Security
Council &endash; see report S/1999/356/30 March 1999;
f) Report of the Economic and Social Council,
E/CN.4/Sub.2/2000/33,UN Commission of Human Rights, p.
18, para 71;
g) 'The Future of Sanctions', p.xvii, para 42, a
report issued by the UK House of Commons, 27 January
2000;
h) The Government of Iraq has obtained revenue from
the sale of oil outside the UN sanction regime and
furthermore demanded from oil traders a surcharge varying
from 10 to 40 cents/barrel. Much of this income estimated
to be between $ 2-3 billion per year is required to
defray national recurrent expenditures for which sanction
regulations do not permit any allocation. The US/UK claim
that most of this money is spent on palaces and luxury
goods is false and part of a disinformation campaign;
i) Statistics which confirm the human catastrophe in
Iraq are generally contested by the US & UK
authorities, e.g. mortality rates identified by UNICEF in
their reports of August 1999 and December 2000 are
questioned by these governments and considered Iraqi
'propaganda' while UNICEF confirms that it takes full
responsibility for both statistics and analysis;
j) UNICEF, The State of the World's Children 2001,
Table 2;
k) UNICEF, February 2002, p.39;
© TFF 2002
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